Right to receive complete, accurate information about any MF/SIF/PMS scheme before investing.
Right to know all costs, commissions, and fees (including trail commission from AMCs, PMS distribution fees, and Nuvama brokerage).
Right to a documented risk profile assessment before any recommendation.
Right to receive written unsuitability communication if a product exceeds your risk ceiling.
Right to transparent, timely grievance redressal within 15 working days.
Right to access, correct, and request deletion of personal data under DPDPA 2023.
Right to invest in Direct Plans directly with AMCs at a lower expense ratio.
Right to switch between Regular and Direct Plans.
Right to access SEBI SCORES and SMART ODR for unresolved complaints.
Right to receive periodic portfolio statements and Consolidated Account Statement (CAS).
Investor Obligations
Provide accurate KYC and personal information.
Complete risk profiling before investing.
Read Scheme Information Document (SID), Statement of Additional Information (SAI), Key Information Memorandum (KIM), and PMS Disclosure Document before investing.
Inform us of any changes in personal details, bank accounts, or nominee information.
Review portfolio statements and CAS regularly.
Do not share login credentials, OTPs, or passwords with anyone.
Comply with FATCA/CRS requirements.
Report suspicious communications immediately.
Distributor Obligations
Act in the investor's best interest in accordance with the AMFI Code of Conduct.
Conduct proper risk profiling before any recommendation.
Disclose all commissions and distribution-related compensation transparently.
Not guarantee or promise any specific returns.
Tag every transaction with a valid EUIN.
Resolve investor grievances within 15 working days.
Maintain records for a minimum of 8 years.
Comply with all applicable SEBI, AMFI, and APMI guidelines.
